Allegory and symbolism – tools in a writer’s toolbox that are similar but different. The difference between them is how they are presented.
- Allegory is a narrative, a moral lesson in the form of a story, heavy with symbolism.
- Symbolism is a literary device that uses one thing throughout the narrative (perhaps red) to represent something else (danger).
Symbolism is one aspect of a story that helps create mood and atmosphere. It supports and strengthens the theme and is subtle, subliminal. When a little thought is applied to how it is used, symbolism conveys meaning to the reader without beating them over the head.
So, what is an allegory?
The storytelling in The Matrix series of movies is a brilliant example of an allegory. The Matrix was written by The Wachowskis. The narrative is an allegory for Plato’s Allegory of the Cave, a depiction of reality and illusion. The movies in the series employ heavy symbolism in both the setting and conversations to drive home the multilayered themes of humankind, machine, fate, and free will.
Wikipedia says: In the allegory “The Cave,” Plato describes a group of people who have lived chained to the wall of a cave all their lives, facing a blank wall. The people watch shadows projected on the wall from objects passing in front of a fire behind them and give names to these shadows. The shadows are the prisoners’ reality, but are not accurate representations of the real world. The shadows represent the fragment of reality that we can normally perceive through our senses, while the objects under the sun represent the true forms of objects that we can only perceive through reason. [1]
Plato used heavy symbolism in his allegorical work. In The Matrix, reality and illusion are portrayed with layers of symbolism:
- The names of the characters
- The words used in conversations
- The androgynous clothes they wear
Everything on the set or mentioned in conversations underscores those themes, including the lighting. Inside The Matrix, the world is bathed in a green light, as if through a green-tinted lens. In the real world, the lighting is harsher, unfiltered.
Everything that appears or is said onscreen in the movie is symbolic and supports one of the underlying concepts. When Morpheus later asks Neo to choose between a red pill and a blue pill, he essentially offers the choice between fate and free will.
Symbolism on its own is a powerful tool. We can show more with fewer words. But while a tale may be heavily layered with symbolism, it might not be an allegory.
Take the classic Gothic novel Wuthering Heights.
It’s not an allegory because it doesn’t explore a moral or symbolic meaning beyond its obvious story. Brontë’s symbolism in her world-building supports and underscores the themes of love, revenge, and social class.
The way Emily Brontë employed atmosphere in Wuthering Heights is stellar. I would love to achieve that level of world-building.
We can find allegories in nearly any written narrative because humans love making connections and often imagine them where there are none. While Wuthering Heights is not considered an allegory in the literary sense, it is heavily symbolic.
Spark Notes says:
The constant emphasis on landscape within the text of Wuthering Heights endows the setting with symbolic importance. This landscape is comprised primarily of moors: wide, wild expanses, high but somewhat soggy, and thus infertile. Moorland cannot be cultivated, and its uniformity makes navigation difficult. It features particularly waterlogged patches in which people could potentially drown. (This possibility is mentioned several times in Wuthering Heights.) Thus, the moors serve very well as symbols of the wild threat posed by nature. As the setting for the beginnings of Catherine and Heathcliff’s bond (the two play on the moors during childhood), the moorland transfers its symbolic associations onto the love affair.
The two large estates within the book create a pocket world of sorts, where little, if anything, lies beyond their existence. Thus, windows both literal and figurative serve to showcase what exists on the other side while still keeping the characters trapped. [2] Wuthering Heights: Symbols | SparkNotes
Like symbolism and allegory, mood and atmosphere are separate but entwined forces. They form subliminal impressions in the reader’s awareness, sub currents that affect our mood and emotions.
Emotion is the experience of contrasts, the experience of transitioning from the negative to the positive and back again. Symbolism and allegory exist in both the surface and the subtext of a story.
Mood, atmosphere, and emotion are part of the inferential layer of a story. The reader must infer (deduce, understand, fathom, grasp, recognize) the emotional experience, and it must feel personal to them.
How a setting is shown contributes to atmosphere. But the setting is only a place—it is not atmosphere. Atmosphere is created as much by odors, scents, ambient sounds, and visuals as by the characters’ moods and emotions. Emily Brontë‘s moors and windows are subliminal background elements. They convey information to the reader on a subconscious level, supporting the moods of the characters and their actions and conversations.
I create an outline as I go because using symbolism is critical if I want to convey mood and atmosphere without resorting to an info dump.
Just to be clear, a plan is not always required because sometimes the flash of inspiration we begin with is strong enough, and the theme develops as you write.
For me, a strong theme will whisper suggestions and symbols to me as I create the world and the visual environment. I note them in the outline, so I don’t lose track of them.
In my case, I need a plan most of the time, even though it evolves as the story does.
The casual reader doesn’t notice symbolism on a conscious level. They may not see the symbolic nature of your narrative. However, dedicated readers will, and that is what will keep them reading. Dedicated readers love work that holds up on closer examination, enjoying work with layers of depth, work they can read again and again and always find something new in it.
Yet, for the casual reader, the story and the characters who live out those events are what matters. The allegories and symbolisms created in the narrative sink into the reader’s subconscious, stirring thoughts and raising ideas they might not otherwise have considered.
Credits and Attributions:
[1] Wikipedia contributors, “Allegory of the cave,” Wikipedia, The Free Encyclopedia, https://en.wikipedia.org/w/index.php?title=Allegory_of_the_cave&oldid=1165911183 (accessed 12 August 2023).
[2] Wuthering Heights: Symbols | SparkNotes Copyright © 2023 SparkNotes LLC (accessed 12 August 2023). Fair Use.
But we all know infodumps are an insidious poison, so how do we apply this backstory without losing the reader?
Character A is a shaman, a fire-mage smith and warrior, and is slated to be the next War Leader of the tribes. His shamanic purpose is to unite the people, both the tribes and those citadels who have turned tribeless. He is the chosen champion of the Goddess his sect of mages serves, and his success or failure will determine her fate.
This void is vital because characters must overcome fear to face it. As a reader, one characteristic I’ve noticed in my favorite characters is they each have a hint of self-deception. All the characters – the antagonists and the protagonists – deceive themselves in some way about their own motives.
In his book,
The story follows a group of
However, when the antagonist is a person, I ask myself, why this person opposes the protagonist? What drives them to create the roadblocks they do? Why do they feel justified in doing so?
We must remember that the characters in our stories don’t go through their events and trials alone. We drag the reader along for the ride the moment we begin writing the story. They need to know why they’re in that handbasket and where the enemy thinks they’re going, or the narrative will make no sense.
Indies occasionally have to write a synopsis if they submit their longer work to contests, agents, or publishers. When a literary contest or publisher asks for a synopsis, they don’t want a book blurb, which is a “this is why you should buy my book” teaser.
Don’t label your synopsis file with a generic name like “synopsis.docx.” Be specific and include the book title in the label:
I recommend you go to the Jericho Writers site and follow their guidelines if asked for a synopsis. The article there is one of the most comprehensive and useful ones I’ve read anywhere. Again, that article can be found at
I quickly regretted that decision.
Arthur and his court originated as ordinary 5th or 6th-century warlords. But the tales featuring them were written centuries later. Their 11th-century chroniclers presented them in contemporary armor as worn by 
I am an abject fangirl for Don Quixote, so different versions of both Galahad and Quixote appear regularly in my work. 
And sometimes a theme refuses to let go of me. I took Arthurian myth and the chivalric code and turned them inside out with the characters of Lancelyn and Galahad in
Some authors despise that process so much that they go indie, thinking they won’t have to leap that hurdle. But there is no escaping it.
Writing these kinds of personal introductions is a pain—but only because we don’t know what is expected or what we should include.
Please do NOT give it the hard sell. The
Large Publishing Houses: Large traditional publishers want agented submissions only. On the rare occasions they open the doors to unagented authors, their editors expect a 1-page, 300-word description of your novel. This is the query letter, as described above. Your manuscript is not attached to this—if they like what they see in the query, they will look at the synopsis and possibly ask for the first chapter.
Sometimes my queries get good results, and sometimes not. I’ve said this before, but query letters are like ice cream. Everyone likes certain flavors and must be pushed to try new ones.
During the 1980s and 90s, I listened to music on the stereo, writing my thoughts and ideas in a notebook while my kids did their homework. I drew dragons and fantasy landscapes and worked three part-time jobs to pay the bills.
For most of my writing life, I was like a toddler given a package of
Build a glossary of words and spellings unique to your story, and be sure to list names. I use an Excel spreadsheet, but you can use anything you like to help you stay consistent in your spelling.
The master file might be titled: Lenns_Story
I gained a fantastic local group through attending write-ins for NaNoWriMo, the Tuesday Morning Rebel Writers. Since the pandemic, and with several of our members now on the opposite side of Washington State, we meet weekly via Zoom. We are a group of authors writing in a wide variety of genres.
Learn about structure and pacing from successful authors. Spend the money to go to conventions and attend seminars. You will learn so much about the craft of writing, the genre you write in, and the publishing industry as a whole—things you can only learn from other authors. I gained an extended professional network by joining
The year that followed was filled with mistakes and struggles. Legitimate publishers NEVER contact you. You must submit your work to them, and they prefer to work with agented authors.
Short stories and micro fiction are a training ground, a way to hone your skills. They’re also the best way to get your name out there. I suggest you build a backlog of work from 100 to 5,000 words in length. Keep them ready to submit to magazines, anthologies, and contests.
When I plan a character, I make a simple word picture of them. The word picture is made of a verb and a noun, the two words that best describe each person.
When I write my characters, I know how they believe they will react in a given situation. Why? Because I have drawn their portraits using words:
Sometimes the path to publication is fraught with misery; next week, we will discuss that. Other times, the book writes itself and flies out the door. Who knows how my next novel will go?
A character’s preconceptions color their experience of events. We readers see the story through their eyes, which shades how we perceive the incidents.
This is a literary theme and is known as the hero’s journey. But it is only the overarching theme. For that hero’s main character arc to work, they need subthemes.
What is the “hero’s journey” and why am I so fond of it?
When
Other novels are entirely character-driven, focusing on the protagonist of the narrative. Much thought is given to how prose is crafted stylistically, using a wide vocabulary. These novels feature thoughtful, in-depth character studies of complex, often troubled, characters. The story is in their day-to-day dealings with these issues. Action is less important than introspection, and the setting frames the characters and their arcs of growth.
Let’s look again at J.R.R. Tolkien’s
When we are constantly prodded to make our work focus on action and events, it becomes easy to forget that characters have an internal arc. They must grow for good or ill.
I step away from my project for a week or two or even longer when stuck. When I come back to it, the characters and their journey is new again, inspiring me to finish their story. This is why I am a slow writer.
It’s a mystery. The cup is full, and then it is empty, a Schrodinger’s cup of tea, there and not there.
Humans are amused by things and incidents that violate the accepted way things should work and which do so in a non-threatening manner. We see the characters having difficulty in certain situations and find humor in the fact their dilemmas are so relatable.
I like things that surprise me, situations that detour sharply from the expectations of normal. In
I do have a cruel streak when it comes to my written characters. The ability to laugh at oneself and to learn from missteps is critical in real life. Admitting you are the architect of your own disaster and accepting your own human frailty is a major step to adulthood.





